Compliance Officer

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Not Specified

Compliance Officer & Sr. Security Engineer

ICE Consulting

Milpitas, california

Assist clients with meeting regulatory compliance and certification needs
The Senior IT Compliance Analyst will be a contributing member of the Information Technology (“IT”) Compliance Department.
Performs audit controls testing, advisory, and consultancy work, documentation and report writing.
Supervises audit, advisory and consultancy engagements.
Ensures previously reported management corrective actions are fulfilled.

Drive adoption, monitor governance, and measure overall process maturity against relevant regulations including HIPAA, CMMC, HITRUST PII, PCI, etc. and any additional governance, risk, and policy-related requirements.

Oversee IT policy lifecycle including the development and implementation of new policies, updates to existing policies, and monitor policy governance.
Lead Security metrics program to define and measure team...

Full-time

Clinical Compliance Officer

Lumata Health

Chicago, illinois

About Lumata Health:

Blindness is a devastating—but largely preventable—consequence of poorly managed chronic eye diseases like glaucoma, diabetic retinopathy, and age-related macular degeneration. These debilitating diseases are expected to double between 2020 and 2050, outpacing the capacity of providers and contributing to the rising cost of eye disorders in the US, which already exceeds $99B in direct medical costs annually. In over 95% of cases, disease progression can be slowed or stopped, preserving vision and extending healthspan. But doing so requires tailored, timely, and intelligent engagement throughout the patient’s lifelong care journey. That’s where Lumata comes in.

Lumata Health is leading the way in leveraging data-driven virtual care management to address this large and rapidly growing problem. Built with $2M in funding support from the National Eye Institute, Lumata Health’s Intelligent Engagement Platform maximizes the impact of multichannel,...

Full-time

US General Counsel & Chief Compliance Officer - USGC

Ascendis Pharma

Princeton, new jersey

Ascendis Pharma is a dynamic, fast-growing global biopharmaceutical company with locations in Denmark, Europe, and the United States. Today, we're advancing programs in Endocrinology Rare Disease and Oncology.

Here at Ascendis, we pride ourselves on exceptional science, visionary leadership, and skilled and passionate colleagues.

Guided by our core values of Patients, Science, and Passion, we use our TransCon® drug development platform to fulfill our mission of developing new and potentially best-in-class therapies to address unmet medical needs.

Our culture fosters a place where skilled, adaptable, and highly resourceful professionals can truly make their mark. We offer a dynamic workplace for employees to grow and develop their skills.

The General Counsel/Chief Compliance Officer (GC/CCO) will be responsible for legal and compliance matters in Ascendis Pharma’s US operations. The GC/CCO will manage and oversee a team of legal and...

Full-time

Compliance Officer

Key Mortgage Services

Schaumburg, illinois

About Key Mortgage Services

When you show your people some love, good things happen. As an independent, family-owned business, Key Mortgage feels like a big family because that's exactly what we are. Our secret is we invest in our people, and they keep getting better-- so our company does, too. Support starts on day one, so you can focus on what's most important--delivering the highest quality home financing services to our customers. At Key Mortgage, we've got your back.

Job Summary

The Compliance Officer is responsible for the development, implementation, and maintenance of an effective compliance program to ensure adherence to all relevant laws, regulations, and company policies. They are tasked with providing guidance and oversight to ensure compliance with regulations set by regulatory agencies and internal policies and procedures. It is their responsibility to stay current with mortgage laws, rules, products, technologies, and applications and to assess...

Full-time

Code Compliance Officer

Town of Snow Hill

Snow Hill, maryland

Welcome to the Town of Snow Hill! As the Code Compliance Officer, you will play a crucial role in maintaining the integrity and safety of our community. You will be responsible for enforcing the town's code of ordinances and regulations to ensure compliance with local laws.

Reporting to the Planning and Zoning Official, you will conduct inspections, investigate complaints, and work closely with residents and businesses to address issues related to code violations.

In collaboration with the Planning and Zoning Official, you will support the efforts to improve the town's appearance and quality of life. You will also partner with other town departments to coordinate code-related activities and initiatives.

Under supervision of the Planning and Zoning Official, the CCO is responsible for ensuring compliance with the Snow Hill Housing, Building, and Zoning Codes, as well as the SH Historic District guidelines, consistent with the Comprehensive and Strategic...

Full-time

Sr. Compliance/ Audit Officer - To 150K - Boston, MA - Job 3357

The Symicor Group

Boston, massachusetts

Sr. Compliance/ Audit Officer – To $150K – Boston, MA – Job # 3357

Who We Are

The Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL & Rockport, TX. Our nationally unique value proposition centers around providing the very best available banking and accounting talent. In fact, most of our recruiters are former bankers or accountants themselves!

We know how to evaluate the very best banking and accounting talent available in the market. Whether you are a candidate seeking a new opportunity or a bank or company president trying to fill an essential position, The Symicor Group stands ready to deliver premium results for you.

The Position

Our bank client is seeking to fill a Sr. Compliance Manager role in the Boston, MA market. The successful candidate will be responsible for coordinating the development, implementation, and administration of all aspects of the Compliance Program.

The position offers...

Full-time

General Counsel & Chief Compliance Officer

Advantmed

N/AN/A

ABOUT ADVANTMED

Advantmed is a leading provider of risk adjustment, quality improvement and value-based solutions to health plans and providers. We drive market leading performance with integrated technology, service, and program solutions that optimize the risk and quality performance of our partners. Our solutions focus on identifying, managing, and documenting risk and quality performance, and the proactive clinical engagement of high acuity populations.

JOB SUMMARY

The General Counsel & Chief Compliance Officer (GC) is responsible for overseeing the legal aspects of the organization. This role includes ensuring compliance with healthcare regulations, managing legal risks, handling litigation, and providing strategic legal advice to the executive team and board of directors.

Reporting Structure: Reports directly to the CEO. Works closely with the board of directors and senior...

Not Specified

BSA Compliance Officer - Financial Crimes

Mbanq

Bothell, washington

About Us:

Mbanq is a Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq’s solutions are suitable for both retail and corporate clients. Consumer use cases supported range from the basic debit programs (DDA account with a Debit Card) to pay-day advances, personal lines, loans, and secured credit cards. Corporate use cases are currently focused on DDA accounts with Debit cards plus real-time access to all payment rails (standard ACH, Same Day ACH, FedWire, RTP, SWIFT), card issuing and acquiring capabilities, compliance services, and white-labeled web & mobile apps.

About the Role:

The Senior BSA Compliance Officer reports to the Head of Risk and Compliance, is a strategic member of the compliance team and will be the designated BSA Officer. This...

Full-time

Compliance Officer - Banking as a Service (BaaS) - (Hybrid/Remote)

Emprise Bank

Wichita, kansas

At Emprise Bank, everything we do is focused on empowering the neighborhoods, businesses, and people in our communities to thrive. We proudly work to provide extraordinary customer service and products to help our customers achieve their goals.

We are currently seeking a Compliance Officer - Banking as a Service (BaaS) to join our team. This role will be responsible for providing compliance oversight for the Bank's Banking as a Service division.

This position is eligible for a Hybrid schedule in Wichita, KS and surrounding areas. Remote in South Dakota, Utah, Oklahoma, Missouri, and Nebraska.

A successful candidate will have:

Strong attention to detail and time management skills
Confident and articulate communication skills
Initiative and strong work ethic
Possess the ability to think holistically while also being able to dive into the details to tackle problems and...

Part-time

Public Grants and Compliance Officer

Resources Legacy Fund

Sacramento, california

Organization Overview:

Resources Legacy Fund (RLF) builds alliances that advance bold solutions to secure a just and resilient world for people and nature. We design and carry out programs and projects that promote smart policies, secure equitable public funding, and build strong constituencies for protecting nature, addressing the climate crisis, and advancing environmental equity and justice. Since RLF’s founding in 2000, we have partnered with philanthropy, nonprofit organizations, community groups, government, business, and academia to protect more than five million acres of land and ocean spaces, advance critical climate and environmental justice policies, and generate more than $30 billion in new public funding for conservation, equitable outdoor access, and climate initiatives.

We believe strategic philanthropy and thoughtful partnerships can achieve enduring, equitable outcomes at scale. Philanthropic partners trust us to manage complex,...

Full-time

Sr. Bank Compliance Officer - To 110K - Houston, TX - Job 3334

The Symicor Group

Houston, texas

Sr. Bank Compliance Officer – To $110K – Houston, TX – Job # 3334

Who We Are

The Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL & Rockport, TX. Our nationally unique value proposition centers around providing the very best available banking and accounting talent. In fact, most of our recruiters are former bankers or accountants themselves!

We know how to evaluate the very best banking and accounting talent available in the market. Whether you are a candidate seeking a new opportunity or a bank or company president trying to fill an essential position, The Symicor Group stands ready to deliver premium results for you.

The Position

Our bank client is seeking to fill a Sr. Bank Compliance Officer role in the greater Houston, TX market. This role will be responsible for performing quality control reviews, including analyzing and reporting on all Bank regulations across all business lines to identify...

Full-time

Quality Assurance Compliance Officer

Alene Candles

New Albany, ohio

Who We Are

Alene Candles LLC & Midwest is a private label, contract manufacturer that produces high-quality candles for some of the world’s most recognized retail, boutique, and cosmetic brands. With our headquarters in New Hampshire and locations in Ohio, we’ve been in business for over 25 years. We are passionate about making the best products in the world, making safety our number one priority, and being an insanely great place to work.

The Position

The Quality Compliance Officer (Multi-Site) is responsible for overseeing quality compliance activities across multiple manufacturing sites located in New Hampshire and Ohio. This role ensures adherence to regulatory requirements, company quality standards, and industry best practices to maintain product integrity and customer satisfaction.

The Location

We are located at 8860 Smith's Mill Rd, Suite 100, New Albany, OH....

Full-time
Quality Assurance Compliance Officer
Alene Candles
Milford, new hampshire
Who We Are
Alene Candles LLC & Midwest is a private label, contract manufacturer that produces high-quality candles for some of the world’s most recognized retail, boutique, and cosmetic brands. With our headquarters in New Hampshire and locations in Ohio, we’ve been in business for over 25 years. We are passionate about making the best products in the world, making safety our number one priority, and being an insanely great place to work.
The Position
The Quality Compliance Officer (Multi-Site) is responsible for overseeing quality compliance activities across multiple manufacturing sites located in New Hampshire and Ohio. This role ensures adherence to regulatory requirements, company quality standards, and industry best practices to maintain product integrity and customer satisfaction.
The Location
We are located at 51 Scarborough Lane, Milford, NH. This is an onsite...

Full-time
Compliance Officer
Sharegain
New York, new york
Sharegain began with one question: If the largest institutions solely exercise the right to lend their stocks, bonds, and ETFs, what would it take to unlock this revenue opportunity for every investor?
Our team of experts in the UK, US and Israel built the solution: a platform that empowers online brokers, private banks, and wealth managers to offer securities lending to their clients. We call it SLaaS: Securities Lending as a Service. It’s a fully digital, customizable, end-to-end solution that automates front- and back-office operations. Institutions and investors are now free to earn more from what they own.
Every Sharegainer has their own backstory, but we all share an ambition to do things differently – bigger, better, and greater. Together we’re on a mission to democratize capital markets by building a more liquid world. The more we share, the more we all gain.
About the role
We are looking for a diligent Compliance...

Full-time
Bank Compliance Officer - To 95K - Kingstown, MD - Job 3333
The Symicor Group
Kingstown, maryland
Bank Compliance Officer – To $95K – Kingstown, MD – Job # 3333
Who We Are
The Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL & Rockport, TX. Our nationally unique value proposition centers around providing the very best available banking and accounting talent. In fact, most of our recruiters are former bankers or accountants themselves!
We know how to evaluate the very best banking and accounting talent available in the market. Whether you are a candidate seeking a new opportunity or a bank or company president trying to fill an essential position, The Symicor Group stands ready to deliver premium results for you.
The Position
Our bank client is seeking to fill a Bank Compliance Officer role in the greater Kingstown, MD market. This role will be responsible for performing quality control reviews, including analyzing and reporting on all Bank regulations across all business lines to identify...

Full-time
Compliance Officer
GoGlobal
N/AN/A
The Compliance Officer plays a critical role in GoGlobal as we continue to expand and add new corporate services lines. The Compliance Officer will be leading Client Acceptance, Know Your Customer (KYC), Risk Management and Client Screening across the entire organization. We operate a direct solution across the globe and need to ensure that we are acting in compliance within the diverse jurisdictions and that our internal processes and procedures are fit for today as well as future scale-up.
Roles & Responsibilities:

Develop internal company policies and see that they are respected.

Make sure the organization has a clearly defined program for complying with country laws.

Report to management concerning the organization’s compliance with laws and regulations as well as risks in advance of any new business direction.

Take action in dealing with non-compliance situations, creating...

Full-time
Trade Compliance Officer
Hold Brothers
New York, new york
Hold Brothers Capital, LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate/Officer to join the team. He/she will help with the delivery of expert advice to broker dealers regarding FINRA, SEC and/or state regulatory requirements and regulatory best practices. With a diverse team of Compliance professionals supporting all areas of our business, the team is working diligently to be innovative and present all business partners with thoughtful and unique solutions to the challenges they face. The Compliance function has a robust set of priorities in place focused on best practice and employee development to ensure goals are delivered.
We are seeking a highly skilled and experienced public equities trading Compliance Officer to join our team. The Compliance Officer will be responsible for ensuring compliance with all relevant regulatory requirements related to public equities trading, including FINRA and SEC rules and...

Full-time
Fintech BaaS Compliance Officer
Mbanq
Miami, florida
About Us:
Mbanq is a BaaS- Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq’s solutions are suitable for both retail and corporate clients. Consumer use cases supported range from the basic debit programs (DDA account with a Debit Card) to pay-day advances, personal lines, loans, and secured credit cards. Corporate use cases are currently focused on DDA accounts with Debit cards plus real-time access to all payment rails (standard ACH, Same Day ACH, FedWire, RTP, SWIFT), card issuing and acquiring capabilities, compliance services, and white-labeled web & mobile apps.
About the Role:
We are looking for a skilled Compliance Officer to ensure our fintech BaaS operations comply with relevant regulations, industry standards, and best practices. The Compliance Office will...

Contract
Grants & Compliance Officer
Stafford Gray
Detroit, michigan
Will be fully remote while building is constructed, then will become hybrid
The Grants & Compliance Officer in the Grants and Contracts Division of Management and Budget will monitor Wayne County’s compliance with general and specific grant requirements contained in the various Federal, State and local grants awarded to the organization which may include traveling to sub-recipients. This position will interpret regulations and policies for the departments, monitor funded projects to prevent over-expenditure of funds, audit disallowance and ensure awards are fully awarded, and perform related duties as assigned.
Roles & Responsibilities

Review grants, cooperative agreements, and/or interagency agreements activities related to the initiation, administration, and/or close-out of a variety of grants, cooperative agreements, and/or interagency agreements (IAGs), including responsibility for monitoring performance.

Experience with grant...

Not Specified
Fintech BaaS Compliance Officer
Mbanq
Bothell, washington
About Us:
Mbanq is a Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq’s solutions are suitable for both retail and corporate clients. Consumer use cases supported range from the basic debit programs (DDA account with a Debit Card) to pay-day advances, personal lines, loans, and secured credit cards. Corporate use cases are currently focused on DDA accounts with Debit cards plus real-time access to all payment rails (standard ACH, Same Day ACH, FedWire, RTP, SWIFT), card issuing and acquiring capabilities, compliance services, and white-labeled web & mobile apps.
About the Role:
We are looking for a skilled Compliance Officer to ensure our fintech BaaS operations comply with relevant regulations, industry standards, and best practices. The Compliance Officer will be...

Full-time
Sr. BSA/AML Compliance Officer - To 100K - New York, NY - Job 3271
The Symicor Group
New York, new york
Sr. BSA/AML Compliance Officer – To $100K – New York, NY – Job # 3271
Who We Are
The Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL & Rockport, TX. Our nationally unique value proposition centers around providing the very best available banking and accounting talent. In fact, most of our recruiters are former bankers or accountants themselves!
We know how to evaluate the very best banking and accounting talent available in the market. Whether you are a candidate seeking a new opportunity or a bank or company president trying to fill an essential position, The Symicor Group stands ready to deliver premium results for you.
The Position
Our client is seeking to fill a Sr. BSA/AML Compliance Officer role in the greater New York, NY market. The successful candidate will be responsible for the implementation and management of effective Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) compliance...

Full-time
BSA/AML Compliance Officer - To 90K - Tampa, FL - Job 3253
The Symicor Group
Tampa, florida
BSA/AML Compliance Officer – To $90K – Tampa, FL – Job # 3253
Who We Are
The Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL & San Antonio, TX. Our nationally unique value proposition centers around providing the very best available banking and accounting talent. In fact, most of our recruiters are former bankers or accountants themselves!
We know how to evaluate the very best banking and accounting talent available in the market. Whether you are a candidate seeking a new opportunity or a bank or company president trying to fill an essential position, The Symicor Group stands ready to deliver premium results for you.
The Position
Our client is seeking to fill a BSA/AML Compliance Officer role in the greater Tampa, FL market. The successful candidate will be responsible for the implementation and management of effective Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) compliance programs for the...

Full-time
BSA Compliance Officer - To 100K - Hybrid Remote (Minneapolis, MN) - Job 3182
The Symicor Group
Minneapolis, minnesota
BSA Compliance Officer – To $100K – Hybrid Remote (Minneapolis, MN) – Job # 3182
Who We Are
The Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL & Rockport, TX. Our nationally unique value proposition centers around providing the very best available banking and accounting talent. In fact, most of our recruiters are former bankers or accountants themselves!We know how to evaluate the very best banking and accounting talent available in the market. Whether you are a candidate seeking a new opportunity or a bank or company president trying to fill an essential position, The Symicor Group stands ready to deliver premium results for you.
The Position
Our bank client is seeking to fill a Hybrid Remote BSA Compliance Officer role in the Minneapolis, MN market. The successful candidate will be responsible for coordinating the development, implementation, and administration of all aspects of the BSA/AML Compliance Program.The position...

Not Specified
Sr. Compliance Officer & Sr. Security Engineer
ICE Consulting
Milpitas, california

Assist clients with meeting regulatory compliance and certification needs

The Senior IT Compliance Analyst will be a contributing member of the Information Technology (“IT”) Compliance Department.

Performs audit controls testing, advisory, and consultancy work, documentation and report writing.

Supervises audit, advisory and consultancy engagements.

Ensures previously reported management corrective actions are fulfilled.

Drive adoption, monitor governance, and measure overall process maturity against relevant regulations including HIPAA, CMMC, HITRUST PII, PCI, etc. and any additional governance, risk, and policy-related requirements.

Oversee IT policy lifecycle including the development and implementation of new policies, updates to existing policies, and monitor policy governance.

Lead Security metrics program to define and measure team...

Full-time
Chief Compliance Officer - To 125K - Milwaukee, WI - Job 3141
The Symicor Group
Milwaukee, wisconsin
Chief Compliance Officer – To $125K – Milwaukee, WI – Job # 3141
Who We Are
The Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL & San Antonio, TX. Our nationally unique value proposition centers around providing the very best available banking and accounting talent. In fact, most of our recruiters are former bankers or accountants themselves!
We know how to evaluate the very best banking and accounting talent available in the market. Whether you are a candidate seeking a new opportunity or a bank or company president trying to fill an essential position, The Symicor Group stands ready to deliver premium results for you.
The Position
Our financial institution (FI) client is seeking to fill a Chief Compliance Officer role in the greater Milwakee, WI market. This role will be responsible for performing quality control reviews, including analyzing and reporting on all FI regulations across all business lines to...

Full-time
Sr. Compliance Officer - To 100K - Boca Raton, FL - Job 3122
The Symicor Group
Boca Raton, florida
Sr. Compliance Officer – To $100K – Boca Raton, FL – Job # 3122
Who We Are
The Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL & San Antonio, TX. Our nationally unique value proposition centers around providing the very best available banking and accounting talent. In fact, most of our recruiters are former bankers or accountants themselves!We know how to evaluate the very best banking and accounting talent available in the market. Whether you are a candidate seeking a new opportunity or a bank or company president trying to fill an essential position, The Symicor Group stands ready to deliver premium results for you.
The Position
Our bank client is seeking to fill a Sr. Bank Compliance Officer role in the greater Boca Raton, FL area. This role will be responsible for performing quality control reviews, including analyzing and reporting on all Bank regulations across all business lines to identify regulatory compliance weaknesses....

Full-time
Compliance Officer - Sub-Advisory/ERISA Funds - To 155K - Chicago, IL - Job # 3
The Symicor Group
Chicago, illinois
The Position
Our bank client is seeking to fill a Compliance Officer –Sub-Advisory/ERISA Funds role in the Chicago, IL area. The successful candidate will be the compliance program lead working closely with other employees of the compliance department, business partners, legal team, portfolio management and operations teams, and other service providers and stakeholders on the daily administration of the compliance programs.
The position includes a generous salary of up to $155K and an excellent benefits package. (This is not a remote position).
Compliance Officer –Sub-Advisory/ERISA Funds responsibilities include:

Directing and overseeing the involvement of other compliance team members assigned to support the compliance programs which may include directly managing other team members.

Leading compliance oversight of sub-advisers and other key service providers, including frequent communication with compliance staff,...

Part-time
Contract Compliance Officer Night Shift
City Wide Facility Solutions
Paramus, new jersey
City Wide Facility Solutions is actively seeking a Contract Compliance Officer - Night Shift for our Franchise location in Northern New Jersey (Westwood, NJ)
City Wide, the nation’s leading management company in the building maintenance industry, provides solutions to a wide range of issues clients face at their facilities. In this position, you will serve the City Wide Facility Solutions - Northern New Jersey, one of more than 70 markets covered across the United States and Canada. Our mission at City Wide is to create a ripple effect by positively impacting the people and communities we serve.
Objective
The Contract Compliance Office - Night Shift is responsible for the quality control of general business operations, increasing client satisfaction, and working productively with Independent Contractors (IC). The Night Manager must be able to work...

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