Compliance Officer

The Compliance Officer plays a critical role in GoGlobal as we continue to expand and add new corporate services lines. The Compliance Officer will be leading Client Acceptance, Know Your Customer (KYC), Risk Management and Client Screening across the entire organization. We operate a direct solution across the globe and need to ensure that we are acting in compliance within the diverse jurisdictions and that our internal processes and procedures are fit for today as well as future scale-up. 

Roles & Responsibilities:

• Develop internal company policies and see that they are respected. 
• Make sure the organization has a clearly defined program for complying with country laws. 
• Report to management concerning the organization’s compliance with laws and regulations as well as risks in advance of any new business direction. 
• Take action in dealing with non-compliance situations, creating...

Hold Brothers Capital, LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate/Officer to join the team. He/she will help with the delivery of expert advice to broker dealers regarding FINRA, SEC and/or state regulatory requirements and regulatory best practices. With a diverse team of Compliance professionals supporting all areas of our business, the team is working diligently to be innovative and present all business partners with thoughtful and unique solutions to the challenges they face. The Compliance function has a robust set of priorities in place focused on best practice and employee development to ensure goals are delivered.

We are seeking a highly skilled and experienced public equities trading Compliance Officer to join our team. The Compliance Officer will be responsible for ensuring compliance with all relevant regulatory requirements related to public equities trading, including FINRA and SEC rules and...

About Us:

Mbanq is a BaaS- Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq’s solutions are suitable for both retail and corporate clients. Consumer use cases supported range from the basic debit programs (DDA account with a Debit Card) to pay-day advances, personal lines, loans, and secured credit cards. Corporate use cases are currently focused on DDA accounts with Debit cards plus real-time access to all payment rails (standard ACH, Same Day ACH, FedWire, RTP, SWIFT), card issuing and acquiring capabilities, compliance services, and white-labeled web & mobile apps.

About the Role:

We are looking for a skilled Compliance Officer to ensure our fintech BaaS operations comply with relevant regulations, industry standards, and best practices. The Compliance Office will...

Will be fully remote while building is constructed, then will become hybrid

The Grants & Compliance Officer in the Grants and Contracts Division of Management and Budget will monitor Wayne County’s compliance with general and specific grant requirements contained in the various Federal, State and local grants awarded to the organization which may include traveling to sub-recipients. This position will interpret regulations and policies for the departments, monitor funded projects to prevent over-expenditure of funds, audit disallowance and ensure awards are fully awarded, and perform related duties as assigned.

Roles & Responsibilities

• Review grants, cooperative agreements, and/or interagency agreements activities related to the initiation, administration, and/or close-out of a variety of grants, cooperative agreements, and/or interagency agreements (IAGs), including responsibility for monitoring performance.
• Experience with grant...

About Us:

Mbanq is a Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq’s solutions are suitable for both retail and corporate clients. Consumer use cases supported range from the basic debit programs (DDA account with a Debit Card) to pay-day advances, personal lines, loans, and secured credit cards. Corporate use cases are currently focused on DDA accounts with Debit cards plus real-time access to all payment rails (standard ACH, Same Day ACH, FedWire, RTP, SWIFT), card issuing and acquiring capabilities, compliance services, and white-labeled web & mobile apps.

About the Role:

We are looking for a skilled Compliance Officer to ensure our fintech BaaS operations comply with relevant regulations, industry standards, and best practices. The Compliance Officer will be...

Sr. BSA/AML Compliance Officer – To $100K – New York, NY – Job # 3271

Who We Are

The Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL & Rockport, TX. Our nationally unique value proposition centers around providing the very best available banking and accounting talent. In fact, most of our recruiters are former bankers or accountants themselves!

We know how to evaluate the very best banking and accounting talent available in the market. Whether you are a candidate seeking a new opportunity or a bank or company president trying to fill an essential position, The Symicor Group stands ready to deliver premium results for you.

The Position

Our client is seeking to fill a Sr. BSA/AML Compliance Officer role in the greater New York, NY market. The successful candidate will be responsible for the implementation and management of effective Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) compliance...

BSA/AML Compliance Officer – To $90K – Tampa, FL – Job # 3253

Who We Are

The Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL & San Antonio, TX. Our nationally unique value proposition centers around providing the very best available banking and accounting talent. In fact, most of our recruiters are former bankers or accountants themselves!

We know how to evaluate the very best banking and accounting talent available in the market. Whether you are a candidate seeking a new opportunity or a bank or company president trying to fill an essential position, The Symicor Group stands ready to deliver premium results for you.

The Position

Our client is seeking to fill a BSA/AML Compliance Officer role in the greater Tampa, FL market. The successful candidate will be responsible for the implementation and management of effective Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) compliance programs for the...

BSA Compliance Officer – To $100K – Hybrid Remote (Minneapolis, MN) – Job # 3182

Who We Are

The Position

• Assist clients with meeting regulatory compliance and certification needs
• The Senior IT Compliance Analyst will be a contributing member of the Information Technology (“IT”) Compliance Department.
• Performs audit controls testing, advisory, and consultancy work, documentation and report writing.
• Supervises audit, advisory and consultancy engagements.
• Ensures previously reported management corrective actions are fulfilled.

• Drive adoption, monitor governance, and measure overall process maturity against relevant regulations including HIPAA, CMMC, HITRUST PII, PCI, etc. and any additional governance, risk, and policy-related requirements.

• Oversee IT policy lifecycle including the development and implementation of new policies, updates to existing policies, and monitor policy governance.
• Lead Security metrics program to define and measure team...

Chief Compliance Officer – To $125K – Milwaukee, WI – Job # 3141

Who We Are

The Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL & San Antonio, TX. Our nationally unique value proposition centers around providing the very best available banking and accounting talent. In fact, most of our recruiters are former bankers or accountants themselves!

We know how to evaluate the very best banking and accounting talent available in the market. Whether you are a candidate seeking a new opportunity or a bank or company president trying to fill an essential position, The Symicor Group stands ready to deliver premium results for you.

The Position

Our financial institution (FI) client is seeking to fill a Chief Compliance Officer role in the greater Milwakee, WI market. This role will be responsible for performing quality control reviews, including analyzing and reporting on all FI regulations across all business lines to...

Sr. Compliance Officer – To $100K – Boca Raton, FL – Job # 3122

Who We Are

The Position

The Position

Our bank client is seeking to fill a Compliance Officer –Sub-Advisory/ERISA Funds role in the Chicago, IL area. The successful candidate will be the compliance program lead working closely with other employees of the compliance department, business partners, legal team, portfolio management and operations teams, and other service providers and stakeholders on the daily administration of the compliance programs.

The position includes a generous salary of up to $155K and an excellent benefits package. (This is not a remote position).

Compliance Officer –Sub-Advisory/ERISA Funds responsibilities include:

• Directing and overseeing the involvement of other compliance team members assigned to support the compliance programs which may include directly managing other team members.
• Leading compliance oversight of sub-advisers and other key service providers, including frequent communication with compliance staff,...

City Wide Facility Solutions is actively seeking a Contract Compliance Officer - Night Shift for our Franchise location in Northern New Jersey (Westwood, NJ)

City Wide, the nation’s leading management company in the building maintenance industry, provides solutions to a wide range of issues clients face at their facilities. In this position, you will serve the City Wide Facility Solutions - Northern New Jersey, one of more than 70 markets covered across the United States and Canada. Our mission at City Wide is to create a ripple effect by positively impacting the people and communities we serve.

Objective

The Contract Compliance Office - Night Shift is responsible for the quality control of general business operations, increasing client satisfaction, and working productively with Independent Contractors (IC). The Night Manager must be able to work...