Compliance Associate

Position: Mid-level/Senior Financial Services Compliance & Regulatory Associate
Location: New York City, California, Washington D.C., Washington, Anchorage, AK, Bellevue, WA, Chicago, IL, Culver City, CA, Los Angeles, CA, Portland, OR, Richmond, VA, San Francisco, CA, Seattle, WA

Direct Counsel is seeking a mid-level or senior associate attorney with a minimum of four years of experience in compliance and regulatory matters to join a market-leading team with a top tanked law firm.

Key Responsibilities:

• Counsel registered investment advisors and broker-dealers on regulatory and compliance-related issues, particularly concerning the Investment Advisers Act of 1940 and the Investment Company Act of 1940.
• Conduct statutory and regulatory analysis and application.
• Engage in legal writing, securities offerings, and corporate governance principles.
• Work with regulators including...

Who is Cover Whale?

Cover Whale improves road safety by combining our insurance products with our data-driven driver coaching and safety program. Our safety program is proven to save lives while delivering better insurance for our drivers.

Join us in the mission! Founded in 2019, Cover Whale recently closed a $27.5M Series A funding round with Morgan Stanley Expansion Capital and is continuing to scale and expand its business. For more information, please visit www.coverwhale.com.

Cover Whale was ranked in Forbes: America's Best Startup Employers 2023 (forbes.com).

The Role

As a Senior Compliance Associate, you will play a critical role in supporting our insurance product filing and regulatory compliance efforts. You'll work cross-functionally to develop and implement strategies that align with our business goals, ensure compliance with state and federal regulations, and enhance risk...

TP-Link, a global leader in consumer networking, consumer electronics, enterprise networking, enterprise surveillance, software, and cloud services, invites you to join our mission in shaping a technology-driven future.

We believe technology changes the world for the better! At TP-Link, we are committed to crafting dependable, high-performance products to connect users worldwide with the wonders of technology.

Embracing professionalism, innovation, excellence, and simplicity, we assist our clients in achieving remarkable global performance and enable consumers to enjoy a seamless, effortless lifestyle.

At TP-Link, you will be part of a dynamic team working on cutting-edge technology that impacts millions of users worldwide. We offer a collaborative work environment, competitive compensation, and opportunities for professional growth and development. If you are a seasoned legal professional passionate about corporate compliance and privacy, we invite...

Location: Los Angeles

Salary: $100,000 - $105,000

Organization Overview

Founded in 2004, Brilliant Corners provides innovative housing and housing-related services to those transitioning from or at risk of homelessness or institutionalization. We develop, own, and manage multi-family supportive housing and licensed residential care homes. Additionally, we implement a broad array of scattered-site, one-on-one supportive housing, and clinical case management programs through partnerships with developmental services, homeless services, veteran services, and health care sectors.

In short, we do good work.

We have offices statewide with a staff of passionate people. While we are...

Who We Are

Alene Candles LLC & Midwest is a private label, contract manufacturer that produces high-quality candles for some of the world’s most recognized retail, boutique, and cosmetic brands. With our headquarters in New Hampshire and additional locations in Ohio, we’ve been in business for over 25 years. We are passionate about making the best products in the world, making safety our number one priority, and being an insanely great place to work. We were proudly named Best Company to Work For in 2020 and 2021 and Business of the Year in 2023.

The Position

We are seeking a Quality Assurance Compliance Associate to be responsible for overseeing quality compliance activities across multiple manufacturing...

Who We Are

Alene Candles LLC & Midwest is a private label, contract manufacturer that produces high-quality candles for some of the world’s most recognized retail, boutique, and cosmetic brands. With our headquarters in New Hampshire and additional locations in Ohio, we’ve been in business for over 25 years. We are passionate about making the best products in the world, making safety our number one priority, and being an insanely great place to work. We were proudly named Best Company to Work For in 2020 and 2021 and Business of the Year in 2023.

The Position

We are seeking a Quality Assurance Compliance Associate to be responsible for overseeing quality compliance activities across multiple manufacturing...

Who is Cover Whale?

Cover Whale improves road safety by combining our insurance products with our data-driven driver coaching and safety program. Our safety program is proven to save lives while delivering better insurance for our drivers.

Join us in the mission! Founded in 2019, Cover Whale recently closed a $27.5M Series A funding round with Morgan Stanley Expansion Capital and is continuing to scale and expand its business. For more information, please visit www.coverwhale.com.

Cover Whale was ranked in Forbes: America's Best Startup Employers 2023 (forbes.com).

The Role

As a Senior Compliance Associate, you will play a critical role in supporting our insurance product filing and regulatory compliance efforts. You'll work cross-functionally to develop and implement strategies that align with our business goals, ensure compliance with state and federal regulations, and enhance risk...

Who We Are

Alene Candles LLC & Midwest is a private label, contract manufacturer that produces high-quality candles for some of the world’s most recognized retail, boutique, and cosmetic brands. With our headquarters in New Hampshire and additional locations in Ohio, we’ve been in business for over 25 years. We are passionate about making the best products in the world, making safety our number one priority, and being an insanely great place to work.

The Position

The Quality Assurance Compliance Associate (Multi-Site) is responsible for overseeing quality compliance activities across multiple manufacturing sites located in New Hampshire and Ohio. This role ensures adherence to regulatory requirements, company quality standards, and industry best practices to maintain product integrity and customer satisfaction.

The Location

We are located at 8860 Smith's Mill Road, New Albany, OH....

Who We Are

Alene Candles LLC & Midwest is a private label, contract manufacturer that produces high-quality candles for some of the world’s most recognized retail, boutique, and cosmetic brands. With our headquarters in New Hampshire and additional locations in Ohio, we’ve been in business for over 25 years. We are passionate about making the best products in the world, making safety our number one priority, and being an insanely great place to work. We were proudly named Best Company to Work For in 2020 and 2021 and Business of the Year in 2023.

The Position

The Quality Assurance Compliance Associate (Multi-Site) is responsible for overseeing quality compliance activities across multiple manufacturing sites located in New...

Founded by the Sisters of Charity of New York, the University of Mount Saint Vincent is an academically excellent, authentically inclusive, Catholic and ecumenical liberal arts university. The University combines a strong core curriculum with a full array of majors in the liberal arts and, within the tradition of liberal education, selected professional fields of study.

At Mount Saint Vincent, a student’s education extends beyond knowledge, skills, and preparation for work. We seek the development of the whole person. In the spirit of Vincent de Paul and Elizabeth Ann Seton, we foster an understanding of our common humanity, a commitment to human dignity, and a full appreciation of our obligations to each other.

Responsibilities:

Associate Athletic Director For Compliance

• Administers compliance with NCAA, Skyline Conference and UMSV rules and regulations
• Administers rules education program for Athletic Department coaches...

Associate Director/Director, Quality and Compliance

Reports to Director of Operations

Job Summary

Our Associate Director, Quality and Compliance provides leadership and guidance to colleagues, ensuring high standards and timely and sustainable completion of projects. This is done by overseeing the development and updating of the Quality Management System and ongoing compliance associated with it ensuring that all legal and ethical requirements are met.

This individual also supports improvements related to internal processes and governance around new business development, client onboarding, and life cycle management of projects.

Associate Director, Quality and Compliance will work in a fast-paced consultancy environment with a team of like-minded colleagues specifically within OPEN Health’s Evidence & Access (E&A) Center of Excellence (CoE).

Level of experience and ability to effectively...

Serves as IRB Analyst, managing the IRB Inbox and performing reviews of human subject proposals. Provides support to other compliance functions in the sciences.

This is a full time, benefits eligible, hourly position with a hiring range of $26.32-32.91 per hour.

Core Responsibilities:

• Provides direct support to the college’s Institutional Review Board (IRB), managing protocol submissions and conducting reviews of protocols.
• Manages the IRB inbox, responsing to requests for information and forwarding messages on for further review, as necessary.
• Schedules and coordinates IRB and IACUC committee meetings.
• Attends IRB meetings to provide technical support, guidance on regulatory matters and ethics, and...

ARETUM, a leading government contracting company specializing in technology-enabled mission support services, is seeking a detail-oriented and motivated 508 Compliance Associate to join our team. As a 508 Compliance Associate at ARETUM, you will play a crucial role in ensuring that our digital products and services are accessible to individuals with disabilities, in compliance with Section 508 of the Rehabilitation Act.

ARETUM is known for providing cutting-edge solutions and outstanding service to Federal clients in various sectors, including Next Generation Analytics, Engineering Services, Training Services, IT Systems, Cyber Security, PMO Support, and Financial Consulting. Our mission is to deliver technology-driven solutions that meet the unique needs of our government clients, enabling them to achieve their objectives effectively and efficiently.

Responsibilities

• Collaborate with delivery teams to review and ensure deliverables such as UI/UX...

Responsibilities

• Provide legal advice and counseling to clients on various employment law matters, including but not limited to discrimination, harassment, retaliation, and wage and hour issues
• Preparation of employment policies and agreements, counseling on employee relations issues such as discipline and termination, accommodation requests, and leaves of absence, and conducting workplace investigations. Anti-harassment and other employment training experience is preferred.
• Experience handling certain aspects of litigation such as interviewing witnesses, reviewing electronically stored documents, drafting pleadings and various motions and briefs, conducting and defending depositions, interacting with clients and opposing counsel, and attending court appearances is preferred, but not required.
• Conduct legal research and analysis to support client counseling and compliance efforts
• Draft and review...