Compliance Manager in Utah

Celtic Bank is seeking a Compliance Manager (“CM”) who will be responsible for ensuring compliance with federal and state banking regulations, as well as all Celtic Bank policies, procedures and standards. This position will be responsible for working closely with the Bank’s Strategic Lending Partners to review contractual and regulatory compliance requirements, perform due diligence, assess compliance risks, monitor for adherence to policies and regulations, and manage compliance activities associated with changes to products, services, and/or regulations.

Strong acumen in the following is required: Consumer protection financial regulations, including CARD ACT /Regulation Z; fair lending regulations, commercial lending regulations; anti-money laundering laws; developing/applying risk assessments; complaint management; incident management; marketing compliance; and understanding of third-party oversight principles.

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Celtic Bank is seeking a knowledgeable and proactive Audit and Exam Supervision Administrator to be responsible for leading and coordinating all Strategic Lending Partnership (“SLP”) audit activities and management of Celtic Bank regulatory exams, including coordinating and responding to requests for information, program presentations, exam preparedness activities, consulting on supervisory matters and coordinating stakeholder engagement.

The scope of work includes driving the external audit plan, scoping of external audits, coordinating document and information requests with SLPs for external audits and exams, and coordinating requests by bank regulators (e.g., UDFI, FDIC). As a Risk & Compliance Manager you will interact directly with the Celtic Bank EVP - Compliance Officer, EVP – Strategic Lending Partnerships, SLP Operations Manager, Program and Compliance Managers, external audit firms, and SLP staff. In addition, the Audit and Exam Supervision Administrator will...