Financial Services Compliance & Regulatory Associate Attorney

Position: Mid-level/Senior Financial Services Compliance & Regulatory Associate
Location: New York City, California, Washington D.C., Washington, Anchorage, AK, Bellevue, WA, Chicago, IL, Culver City, CA, Los Angeles, CA, Portland, OR, Richmond, VA, San Francisco, CA, Seattle, WA

Direct Counsel is seeking a mid-level or senior associate attorney with a minimum of four years of experience in compliance and regulatory matters to join a market-leading team with a top tanked law firm.

Key Responsibilities:

• Counsel registered investment advisors and broker-dealers on regulatory and compliance-related issues, particularly concerning the Investment Advisers Act of 1940 and the Investment Company Act of 1940.
• Conduct statutory and regulatory analysis and application.
• Engage in legal writing, securities offerings, and corporate governance principles.
• Work with regulators including...