Full-time
Investment Operations
Kestra Financial Independent Advisor
Columbia, maryland
The Investment Operations person has responsibility for the efficient and effective operations. This includes the managing of client relations, investment operations and general office responsibilities.
Essential Duties & Responsibilities:
Client Responsibilities
- Record conversations and requests in SmartOffice
- Process distribution requests
Investment Operations Responsibilities
- Maintain client records and notes in SmartOffice.
- Open new investment accounts/schedule client meetings
- Utilize Advice Pay
- Enter contributions in Wealthscape/Assetmark and other investment platforms.
- Request trading on new investments
- Maintain and report all investment activity (weekly)
- Set up bank links to investment accounts.
- Set up monthly Periodic Investment Plans (PIP) for clients.
- Submit...