Compliance Analyst in Maryland

About The Role:

At Facet Wealth, we put the client above all else.  As a Compliance Analyst, you will live out this value by working on a daily basis with the entire Facet team to ensure that we continue to build a work environment where all issues are handled with the highest integrity, we do what is in the best interest of our clients and we ensure that we are in compliance with all regulatory requirements.  We work in a fast paced environment and we’re trying to disrupt the industry so your work will be critical in supporting the solutions we need to find for our clients. 

Responsibilities:

• You are responsible for supporting all our critical day to day compliance responsibilities including IAR registrations, communication reviews, OBA’s and more.
• You will partner with assigned business partners to directly support their day to day activity, business initiatives and compliance needs. This could include...